Officer, Compliance, Stockbroker at Stanbic IBTC | Nigeria
Company/Recruiter: Stanbic IBTC
Published on: 5:01 PM | Aug 12, 2026
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✦ AI Summary
Stanbic IBTC Holdings PLC, a leading full-service financial services group in Nigeria, is seeking a dedicated and meticulous Officer, Compliance, Stockbroker to join our esteemed organization.
Stanbic IBTC Holdings PLC, a leading full-service financial services group in Nigeria, is seeking a dedicated and meticulous Officer, Compliance, Stockbroker to join our esteemed organization. As part of the Standard Bank Group, we are committed to upholding the highest standards of integrity and regulatory adherence across our Corporate and Investment Banking, Personal and Business Banking, and Wealth Management pillars. This role is pivotal in ensuring our stockbroking operations in Nigeria meet all statutory and internal compliance requirements.
Job Overview
The Officer, Compliance, Stockbroker will be responsible for overseeing and implementing compliance frameworks within the stockbroking division. This involves monitoring trading activities, advising on regulatory changes, and ensuring adherence to all relevant laws and ethical standards governing the Nigerian capital markets.Key Responsibilities
- Monitor and ensure compliance with all relevant securities laws, regulations, and exchange rules.
- Conduct regular compliance checks and audits on stockbroking activities and client accounts.
- Advise the stockbroking team on regulatory requirements and best practices.
- Assist in the development and implementation of internal compliance policies and procedures.
- Manage regulatory reporting obligations and liaise with relevant regulatory bodies.
- Investigate potential compliance breaches and recommend corrective actions.
Requirements
- A Bachelor's degree in Finance, Law, Economics, or a related field.
- Professional certification in compliance or securities is highly desirable.
- Proven experience in a compliance or stockbroking role within the financial services industry.
- In-depth knowledge of the Nigerian capital markets and regulatory landscape.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal abilities.
What We Offer
- Opportunity to work with a reputable and established financial institution.
- Exposure to diverse financial products and services.
- A supportive and professional work environment that fosters growth.
- Competitive remuneration and benefits package.
- Continuous professional development and training opportunities.